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History
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Title: Strauss-Howe generational theory
Source: From Wikipedia, the free encyclopedia
URL Source: http://en.wikipedia.org/wiki/Strauss-Howe_generational_theory
Published: Jan 4, 2011
Author: William Strauss and Neil Howe,
Post Date: 2011-01-04 23:01:53 by angK
Keywords: None
Views: 109
Comments: 2

The Strauss-Howe generational theory, created by historians William Strauss and Neil Howe, identifies a recurring generational cycle in American history. Strauss and Howe lay the groundwork for the theory in their 1991 book Generations, which retells the history of America as a series of generational biographies going back to 1584.[1] In their 1997 book The Fourth Turning, the authors expand the theory to focus on a fourfold cycle of generational types and recurring mood eras in American history.[2] Strauss and Howe anchor their theory in multidisciplinary social sciences, examining changes in human attitudes and behavior and in the social mood over time. The theory was developed to describe the history of the United States, including the 13 colonies and their Anglo antecedents, and this is where the most detailed research has been done. However, the authors have also examined generational trends elsewhere in the world and identified similar cycles in most of today’s developed countries

At the heart of the Strauss-Howe theory is a basic alteration between two different types of eras, Crises and Awakenings. Both of these are defining eras in which people observe that historic events are radically altering their social environment.[8] Crises are periods marked by major secular upheaval, when society focuses on reorganizing the outer world of institutions and public behavior (the last American Crisis was the period spanning the Great Depression and World War II). Awakenings are periods marked by cultural or religious renewal, when society focuses on changing the inner world of values and private behavior (the last American Awakening was the “Consciousness Revolution” of the 1960s and 1970s).[9] During Crises, great peril provokes a societal consensus, an ethic of personal sacrifice, and strong institutional order. During Awakenings, an ethic of individualism emerges, and the institutional order is attacked by new social ideals and spiritual agendas.[10] According to the authors, about every eighty to ninety years—the length of a long human life—a national Crisis occurs in American society. Roughly halfway to the next Crisis, a cultural Awakening occurs (historically, these have often been called Great Awakenings).[9]

In describing this cycle of Crises and Awakenings, Strauss and Howe draw from the work of other historians and social scientists who have identified long cycles in American and European history. The Strauss-Howe cycle of Crises corresponds with long cycles of war identified by such scholars as Arnold J. Toynbee, Quincy Wright, and L.L. Ferrar Jr., and with geopolitical cycles identified by William R. Thompson and George Modelski.[11] The Strauss-Howe cycle of Awakenings corresponds with Anthony Wallace’s definitive work on revitalization movements,[12] which scholars such as William Mcloughlin and Robert Fogel have suggested are cyclical.[13] Strauss and Howe also examine how recurring Crises and Awakenings correspond with two-stroke cycles in politics (Walter Dean Burnham, Arthur Schlesinger Sr. and Jr.), foreign affairs (Frank L. Klingberg), and the economy (Nikolai Kondratieff) as well as with long-term oscillations in crime and substance abuse.[

Generational archetypes

While writing Generations, Strauss and Howe discovered a pattern in the historical generations they examined, which is rooted in this alternation of Crises and Awakenings. Generations that come of age as young adults during a Crisis or an Awakening directly absorb the lessons of that defining era, and carry these lessons forward in their attitudes and behaviors later in life. Strauss and Howe label these dominant generations. Generations that grow up as children during a Crisis or Awakening take a dependent role during that defining era, which shapes their later attitudes and behaviors very differently. Strauss and Howe label these recessive generations.[15]

The two different types of eras and two formative age locations associated with them (childhood and young adulthood) produce four generational archetypes that repeat sequentially, in rhythm with the cycle of Crises and Awakenings. In Generations, Strauss and Howe refer to these four archetypes as Idealist, Reactive, Civic, and Adaptive.[16] In The Fourth Turning (1997) they update this terminology to Prophet, Nomad, Hero, and Artist.[17] The generations in each archetype not only share a similar age-location in history, they also share some basic attitudes towards family, risk, culture and values, and civic engagement. In essence, generations shaped by similar early-life experiences develop similar collective personas and follow similar life-trajectories.[18]

To date, Strauss and Howe have identified 25 generations in Anglo-American history, each with a corresponding archetype.[19] The authors describe the archetypes as follows:

Prophet

Prophet generations (dominant) are born after a Crisis, during a time of rejuvenated community life and consensus around a new societal order. Prophets grow up as the increasingly indulged children of this post-Crisis era, come of age as self-absorbed young crusaders of an Awakening, focus on morals and principles in midlife, and emerge as elders guiding another Crisis.[20] Due to this location in history, such generations tend to be remembered for their coming-of-age fervor and their values-oriented elder leadership. Their main societal contributions are in the area of vision, values, and religion. Their best-known historical leaders include John Winthrop, William Berkeley, Samuel Adams, Benjamin Franklin, James Polk, Abraham Lincoln, Herbert Hoover, and Franklin Roosevelt. These were principled moralists who waged idealistic wars and incited others to sacrifice. Few of them fought themselves in decisive wars, and they are remembered more for their inspiring words than for great actions. (Example among today’s living generations: Boomers.)[21]

Nomad

Nomad generations (recessive) are born during an Awakening, a time of social ideals and spiritual agendas, when young adults are passionately attacking the established institutional order. Nomads grow up as under-protected children during this Awakening, come of age as alienated, post-Awakening adults, become pragmatic midlife leaders during a Crisis, and age into resilient post-Crisis elders.[20] Due to this location in history, such generations tend to be remembered for their fast-paced, alienated rising-adult years and their midlife years of pragmatic leadership. Their main societal contributions are in the area of liberty, survival and honor. Their best-known historical leaders include Nathaniel Bacon, William Stoughton, George Washington, John Adams, Ulysses Grant, Grover Cleveland, Harry Truman, and Dwight Eisenhower. These were shrewd realists who preferred individualistic, pragmatic solutions to problems. (Example among today’s living generations: Generation X.)[21]

Hero

Hero generations (dominant) are born after an Awakening, during a time of individual pragmatism, self-reliance, and laissez faire. Heroes grow up as increasingly protected post-Awakening children, come of age as team-oriented young optimists during a Crisis, emerge as energetic, overly-confident midlifers, and age into politically powerful elders attacked by another Awakening.[20] Due to this location in history, such generations tend to be remembered for their collective military triumphs in young adulthood and their political achievements as elders. Their main societal contributions are in the area of community, affluence, and technology. Their best-known historical leaders include Cotton Mather, “King” Carter, Thomas Jefferson, James Madison, John F. Kennedy, and Ronald Reagan. These have been vigorous and rational institution builders. In midlife, all have been aggressive advocates of economic prosperity and public optimism, and all have maintained a reputation for civic energy and competence in old age. (Examples among today’s living generations: G.I.s and Millennials.)[21]

Artist

Artist generations (recessive) are born during a Crisis, a time when great dangers cut down social and political complexity in favor of public consensus, aggressive institutions, and an ethic of personal sacrifice. Artists grow up overprotected by adults preoccupied with the Crisis, come of age as the socialized and conformist young adults of a post-Crisis world, break out as process-oriented midlife leaders during an Awakening, and age into thoughtful post-Awakening elders.[20] Due to this location in history, such generations tend to be remembered for their quiet years of rising adulthood and their midlife years of flexible, consensus-building leadership. Their main societal contributions are in the area of expertise and due process. Their best-known historical leaders include William Shirley, Cadwallader Colden, John Quincy Adams, Andrew Jackson, Theodore Roosevelt and Woodrow Wilson. These have been complex social technicians and advocates for fairness and inclusion. (Examples among today’s living generations: Silent and Homelanders.)[21]

One reason why the cycle of archetypes recurs is that each youth generation tries to correct or compensate for what it perceives as the excesses of the midlife generation in power. For example, Boomers (a Prophet generation, whose strength is individualism, culture and values) raised Millennial children (a Hero generation, whose strength is in collective civic action). Archetypes do not create archetypes like themselves, they create opposing archetypes. As Strauss and Howe explain, “your generation isn’t like the generation that shaped you, but it has much in common with the generation that shaped the generation that shaped you.”[22] This also occurs because the societal role that feels freshest to each generation of youth is the role being vacated by a generation of elders that is passing away. In other words, a youth generation comes of age and defines its collective persona just as an opposing generational archetype is in its midlife peak of power, and the previous generation of their archetype is passing away.[23]

Turnings

In Generations, and in greater detail in The Fourth Turning, Strauss and Howe identify a four-stage cycle of social or mood eras, which they call turnings. These include the Crisis and Awakening eras already described, as well as a post-Crisis and post-Awakening era. Each turning lasts about twenty years. Four turnings comprise a full cycle of about 80 to 90 years,[24] which the authors term a saeculum, after the Latin word meaning both “a long human life” and “a natural century.”[25]

Generational change drives the cycle of turnings and determines its periodicity. As each generation ages into the next life phase (and a new social role) society’s mood and behavior fundamentally changes, giving rise to a new turning. Therefore, a symbiotic relationship exists between historical events and generational personas. Historical events shape generations in childhood and young adulthood; then, as parents and leaders in midlife and old age, generations in turn shape history.[26]

Each of the four turnings has a distinct mood that recurs every saeculum. Strauss and Howe describe these turnings as the “seasons of history.”[27] At one extreme is the Awakening, which is analogous to summer, and at the other extreme is the Crisis, which is analogous to winter. The turnings in between are transitional seasons, similar to fall and spring.[28]

High

The First Turning is a High. This is a post-Crisis era when institutions are strong and individualism is weak. Society is confident about where it wants to go collectively, though those outside the majoritarian center often feel stifled by the conformity.[29] America’s most recent First Turning was the post-World War II American High, beginning in 1946 and ending with the assassination of President John F. Kennedy on November 22, 1963. The Silent Generation (Artist archetype, born 1925 to 1942) came of age during this era. Known for their caution, conformity, and institutional trust, Silent young adults epitomized the mood of the High. Most married early, sought stable corporate jobs, and moved into new suburbs.[30]

Awakening

The Second Turning is an Awakening. This is an era when institutions are attacked in the name of personal and spiritual autonomy. Just when society is reaching its high tide of public progress, people suddenly tire of social discipline and want to recapture a sense of personal authenticity. Young activists look back at the previous High as an era of cultural and spiritual poverty.[31] America’s most recent Awakening was the “Consciousness Revolution,” which spanned from the campus and inner-city revolts of the mid 1960s to the tax revolts of the early 1980s. The Boom Generation (Prophet archetype, born 1943 to 1960) came of age during this era. Their idealism and search for authentic self-expression epitomized the mood of the Awakening.[32]

Unraveling

The Third Turning is an Unraveling. The mood of this era is in many ways the opposite of a High: Institutions are weak and distrusted, while individualism is strong and flourishing. Highs come after Crises, when society wants to coalesce and build. Unravelings come after Awakenings, when society wants to atomize and enjoy.[33] America’s most recent Unraveling was the Long Boom and Culture Wars, beginning in the early 1980s and ending in the mid to late 2000s. The era began with a new ethic of individualism (Reagan’s “Morning in America”), which has developed into an edgy popular culture, a pervasive distrust of institutions and leaders, and the splitting of national consensus into competing “values” camps. Generation X (Nomad archetype, born 1961-1981) came of age during this era. Their risk-taking, free agency, and market orientation epitomized the mood of the Unraveling.[34]

Crisis

The Fourth Turning is a Crisis. This is an era in which America’s institutional life is destroyed and rebuilt in response to a perceived threat to the nation’s survival. Civic authority revives, cultural expression redirects towards community purpose, and people begin to locate themselves as members of a larger group. Fourth Turnings have all been new “founding moments” in America’s history, moments that redefined the national identity.[35] America’s most recent Fourth Turning began with the stock market crash of 1929 and climaxed with the end of World War II. The G.I. Generation (Hero archetype, born 1901 to 1924) came of age during this era. Their confidence, optimism, and collective outlook epitomized the mood of the era.[36] Today’s youth, the Millennial Generation (Hero archetype, born 1982 to 1995), show many traits similar to those of the G.I. youth, including rising civic engagement, improving behavior, and collective confidence.[37]

Strauss and Howe have identified 26 turnings over 7 saecula in Anglo-American history, from the year 1435 through today.[38]

Timing of generations and turnings

The basic length of both generations and turnings—about twenty years—derives from longstanding socially and biologically determined phases of life. This is the reason it has remained relatively constant over centuries.[39] Some have argued that rapid increases in technology in recent decades are shortening the length of a generation.[40] According to Strauss and Howe, however, this is not the case. As long as the transition to adulthood occurs around age 20, the transition to midlife around age 40, and the transition to old age around age 60, the basic length of both generations and turnings will remain the same.[39]

However, Strauss and Howe emphasize that the precise boundaries of generations and turnings can be erratic. The generational rhythm is not like certain simple, inorganic cycles in physics or astronomy, where time and periodicity can be predicted to the second. Instead, it resembles the complex, organic cycles of biology, where basic intervals endure but precise timing is difficult to predict. Strauss and Howe compare the saecular rhythm to the seasons of the year, which inevitably occur in the same order, but with slightly varying timing. Just as winter may come sooner or later, and be more or less severe in any given year, the same is true of a Fourth Turning in any given saeculum.[41]

America's current position in the cycle

Howe posits that America is currently in or about to enter a Fourth Turning[42] (his co-author William Strauss passed away in 2007).[43] The individualism, risk-taking, and conspicuous consumption of the recent Third Turning are winding down, and today’s social mood is marked by new sobriety about unpaid debts at home and unmet challenges abroad. Society is beginning to view the recent Third Turning as a period of drift when public problems were allowed to accumulate—problems that are now reaching a level of urgency where the nation must tackle them head-on.[44]

Like all turnings, Fourth Turnings are pushed by the aging of each generation into a new phase of life. Yet unlike other turnings, the emerging lineup of generational archetypes is likely to push history forward in a sudden, concerted, and decisive direction.[45] According to Howe, this is true today as well. As Boomers replace the Silent as elder leaders, they will reject caution and compromise and act on moral absolutes. As Gen Xers replace Boomers in midlife, they will apply a new pragmatic survivalism to management decisions. As Millennials replace Gen Xers in young adulthood, they will revitalize community, social discipline, and public purpose.[46]

According to Strauss and Howe, there are many potential threats that could feed a growing sense of public urgency as the Fourth Turning progresses, including financial collapse, a protracted war on terror, a crisis of weapons proliferation, an environmental crisis, an energy shortage, or new civil wars abroad. The generational cycle cannot explain the role or timing of these individual threats. Nor can it account for the great accidents of history, like the bombing of Pearl Harbor, President Kennedy’s assassination, or 9/11. What the generational cycle can do, however, is explain how society is likely to respond to these events in different eras. It is the response, not the initial event, which defines an era.[47]

With the generations aligned as they are now, the risk of a major continuing Crisis remains high for the next twenty years.[46] Yet Howe emphasizes that the Fourth Turning will also offer crucial opportunities to fix national or even global problems that seem unsolvable today.[48]

Criticism

Some reviewers of the duo's books, such as the New York Times' Michael Lind have criticized their theories for being too vague, and for verging into the realm of pseudoscience.[49] Lind claims that the theory is essentially "non-falsifiable" and "mystifying," although they do have some insights into modern American history.


Poster Comment:

Verrry interesting. If I had whiskers, I would twist them.

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#1. To: angK (#0)

The generational cycle cannot explain the role or timing of these individual threats. Nor can it account for the great accidents of history, like the bombing of Pearl Harbor, President Kennedy’s assassination, or 9/11.

IMO those aren't accidents. A whole chain of events led up to them. An accident, to me, is something totally unexpected.

If the theory is right, then perhaps those cycles are what led to, or enabled, the creation of those chains that led to these "accidents".

.


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”I say to each man and woman, you are unique and sovereign, the center of a universe. However right I may be in thinking as I do, you may be equally right in thinking otherwise. You can only accomplish your object in life by complete disregard of the opinions of other people.“ - Aleister Crowley

Jesus Never Existed

PSUSA  posted on  2011-01-05   6:37:35 ET  Reply   Trace   Private Reply  


#2. To: PSUSA (#1)

IMO those aren't accidents. A whole chain of events led up to them. An accident, to me, is something totally unexpected

I agree to a certain extent. In this context I believe the author is using the term "accident" to describe an event that would not have occurred in the ordinary course of events.

I want either less corruption or more opportunity to participate in it. Ashleigh Brilliant

angK  posted on  2011-01-05   15:38:38 ET  Reply   Trace   Private Reply  


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